Investment Advisor Exit Plan

All investment advisors have an obligation to their firm, clients and family to develop an investment advisor exit plan. Advisors who have a financial and managerial stake in an investment practice have an even greater need to account for their ultimate departure from their firm--whether planned or unplanned--with an acceptable exit strategy. This becomes even more critical when the firm or investment practice in question has only one or two principals associated with the ownership of the company. The biggest questions facing these advisors, however, are where to start and what are their options.

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The process is made much easier with the assistance of adviserXchange. One of the unique services we offer to veterans of the investment industry is the development of alternative exit strategies when considering your succession and exit planning. We look beyond the traditional methods of exit planning such as simply transitioning your practice to a less experienced advisor within your firm. Advisors who work with adviserXchange open the door to new possibilities in the planning and execution of a seamless exit.

Focus on Specific Needs for Your Investment Advisor Exit Plan at AdviserXchange

Our professionals will start the process of developing a personalized exit plan by asking questions about your goals and objectives. Examples of these questions for a planned exit include:

  1. What is the targeted exit date for the contemplated transition event?
  2. Are you receptive to the near term sale of the practice with a continuation of employment thereafter?
  3. Would you consider part-time work after the transition event has taken place?

Your experience in helping a client plan for their uncertain investment future needs to apply to your own exit plan. Accordingly, a good exit and succession plan will cover the investment advisor for unplanned events such as disability or death as well. Our plans may also result in a reduction in administrative duties for the affected advisor. The end result is that you can be confident that most scenarios and contingencies are covered when you work with adviserXchange on your investment advisor exit plan.

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